DS
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David Shimokawa

15 Years of Experience
Elkhorn, NE
Broker

David Shimokawa is a registered investment advisor at Blackrock Investment Management, LLC, based in Elkhorn, NE, with 15 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 11,238 clients with $510B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
677 advisors
IM Fee
Planning only
Assets Under Management
$508.2B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Elkhorn, NE

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

David serves on the Board of Directors for Happy Hollow Club, a country club, to guide club business and planning. This requires minimal time.

Employment History
Current Registrations
Blackrock Investment Management, LLC
September 2021 - Present · 4 yrs 8 mos
Blackrock Investments, LLC
May 2017 - Present · 9 yrs
Blackrock Investments, LLCBroker
May 2017 - Present · 9 yrs
Previous Registrations
Deutsche Am Distributors, INC.Broker
December 2010 - May 2017 · 6 yrs 5 mos
LPL Financial LLCBroker
October 2010 - January 2011 · 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.