SY
SY

Sean Youn

15 Years of Experience
New York, NY
Broker

Sean Youn is a registered investment advisor at New York Life Investment Management LLC, based in New York, NY, with 15 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,042 clients with $110B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
86 advisors
Number of Clients
1,042 clients
Average Client Portfolio
$108.6M average
Assets Under Management
$113.2B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

NYLIM does not directly manage investments for individual investors. Instead, NYLIM provides operational, administrative, and trading services for managed accounts offered through wrap fee programs sponsored by other firms. As part of these programs, NYLIM may engage subadvisors to provide investment advice and trade execution. The annual management fee ranges from 0.25% to 0.80% of assets under management, paid by the sponsor or client, and varies depending on the sponsor, investment strategy, account type, services provided, and assets in the program.

Loading...

Location

51 Madison Avenue, New York, NY, 10010

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Sean and his wife are 50/50 partners in SJWY LLC, which generates income from Airbnb and rental properties. Sean spends minimal time on this activity outside of normal business hours.

Employment History
Current Registrations
New York Life Investment Management LLC
August 2016 - Present · 9 yrs 9 mos
Nylife Distributors LLC
August 2016 - Present · 9 yrs 9 mos
Nylife Distributors LLCBroker
August 2016 - Present · 9 yrs 9 mos
Previous Registrations
Morgan Stanley
April 2014 - March 2016 · 1 yr 11 mos
Morgan StanleyBroker
March 2014 - March 2016 · 2 yrs
J.P. Morgan Securities LLCBroker
October 2012 - December 2013 · 1 yr 2 mos
Chase Investment Services CORP.Broker
July 2010 - October 2012 · 2 yrs 3 mos
State Registrations52 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.