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CFP

Kenneth Putnam

Independent Advisor Alliance, LLC
15 Years of Experience
Cornelius, NC
Broker
View SEC Summary
View SEC Summary

Kenneth Putnam is a CFP-designated registered investment advisor at Independent Advisor Alliance, LLC, based in Cornelius, NC, with 15 years of industry experience. Kenneth is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 45,002 clients with $17B in assets under management.

Independent Advisor Alliance, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
303 advisors
Number of Clients
45,002 clients
Average Client Portfolio
$383K average
Assets Under Management
$17.2B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual advisory fee is 2.00%. Fees are negotiable and may vary based on account size, complexity, and services included.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

Cornelius, NC

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kenneth operates Blackbridge Financial as a DBA for his LPL business and provides investment advisory services through Independent Advisor Alliance, spending nearly full-time on the latter. He also owns rental real estate and a business entity for tax/investment purposes, dedicating minimal time to each.

Employment History
Current Registrations
Independent Advisor Alliance, LLC
October 2017 - Present · 9 yrs
LPL Financial LLC
July 2011 - Present · 15 yrs 3 mos
LPL Financial LLCBroker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
LPL Financial LLC
August 2013 - February 2016 · 2 yrs 6 mos
Cornerstone Wealth
April 2012 - November 2017 · 5 yrs 7 mos
Securities America, INC.Broker
January 2011 - July 2011 · 6 mos
State Registrations5 states
FLGANCSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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