Tuan Phan is a registered investment advisor, based in Denver, CO, with 15 years of industry experience.
Location
4600 S. Ulster Street, Suite 550, Denver, CO, 80237
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Tuan provides investment advisory services through Global Retirement Partners and HUB International. He spends nearly full-time on these investment-related activities.
Employment History
Current Registrations
HUB International Investment Services INC.Broker
June 2025 - Present · 11 mos
HUB International Investment Services INC.
June 2025 - Present · 11 mos
Global Retirement Partners LLC
October 2018 - Present · 7 yrs 7 mos
LPL Financial LLCBroker
October 2018 - Present · 7 yrs 7 mos
LPL Financial LLC
October 2018 - Present · 7 yrs 7 mos
Previous Registrations
Ameriprise Financial Services, INC.
February 2015 - July 2018 · 3 yrs 5 mos
Ameriprise Financial Services, INC.Broker
May 2011 - July 2018 · 7 yrs 2 mos
Ameriprise Financial Services, INC.Broker
July 2010 - March 2011 · 8 mos
State Registrations3 states
CACOUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.