NM
NM

Nicholas Matayoshi

14 Years of Experience
San Francisco, CA
Broker

Nicholas Matayoshi is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

555 California Street, 35th Floor, San Francisco, CA, 94104

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Nicholas is an employee at De La Salle High School in Concord, California, participating in recreational activities. He spends minimal time on this activity outside of business hours.

Employment History
Current Registrations
Morgan Stanley
June 2017 - Present · 8 yrs 11 mos
Morgan StanleyBroker
June 2017 - Present · 8 yrs 11 mos
Previous Registrations
City National Rochdale
June 2013 - April 2017 · 3 yrs 10 mos
Rim Securities LLCBroker
April 2012 - April 2017 · 5 yrs
Hennion & Walsh, INC.Broker
September 2011 - February 2012 · 5 mos
State Registrations47 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNHNJNMNVNYOHOKORPASCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.