Brian Munoz is a registered investment advisor at Financial Rounds, based in Cincinnati, OH, with 3 years of industry experience. Brian operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Insurance Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 188 clients with $210M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.25% |
| $250K - $1.5M | 1.00% |
| $1.5M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Fees are negotiable. Clients who also sign up for flat fee financial planning can get a 0.25% reduction in investment management fees.
Fee Estimator
Location
4555 Lake Forest Drive, Ste 650, Cincinnati, OH, 45242-3785
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Brian is the Owner and Manager of Munoz Advisors, a bookkeeping and tax preparation firm. This activity takes a few hours per week.
Employment History
Current Registrations
Financial Rounds
Previous Registrations
Corient
Ci Doyle Private Wealth, LLC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.