Phillip Nuttall is a CFP-designated registered investment advisor at LPL Financial LLC, based in San Diego, CA, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4707 Executive Dr, San Diego, CA, 92121-3091
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Phillip is the Chief Operating Officer for Stratos Wealth Advisors, Stratos Wealth Partners, and Stratos Wealth Securities, dedicating full-time hours to these roles. He is also the President of 4Ward Workflows LLC, a software company, spending minimal time on this venture to build workflows that support RIA account opening and client agreements.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Stratos Wealth Advisors LLC
Stratos Wealth Partners, LTD
Stratos Wealth Securities, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Capital One Securities, INC.Broker
Capital One Investing, INC.
Hsbc Securities (USA) INC.
Hsbc Securities (USA) INC.Broker
Citigroup Global Markets INC.Broker
Hsbc Securities (USA) INC.Broker
State Registrations1 state
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