CM
CM

Charles Mann

15 Years of Experience
Canadian, TX
Broker

Charles Mann is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Canadian, TX, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
Loading...

Location

209 Main Street, Canadian, TX, 79014

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Other Business Activities

Charles is a partner in a stocker cattle business with his wife's family, dedicating minimal time. He also works as an independent contractor and financial advisor for Habit Financial, taking about half of his time, including during trading hours.

Employment History
Current Registrations
Raymond James Financial Services, INC.Broker
May 2023 - Present · 3 yrs
Previous Registrations
Edward Jones
August 2010 - May 2023 · 12 yrs 9 mos
Edward JonesBroker
July 2010 - May 2023 · 12 yrs 10 mos
State Registrations18 states
AKAZCOFLGAIDKSMDMTNCNENMOHOKORPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.