RC
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Robert Ciapciak

11 Years of Experience
New York, NY
Broker

Robert Ciapciak is a registered investment advisor at Advisors Asset Management, INC., based in New York, NY, with 11 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,867 clients with $2B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
132 advisors
Number of Clients
1,867 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$2.0B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

AAM provides investment management services for separately managed accounts. The annual fees for fixed income strategies range from 0.20% to 2.00%, and equity strategies range from 0.45% to 2.5%. Fees and services may be negotiable. AAM usually requires a minimum account size of $250,000 for fixed income strategies and $100,000 for equity strategies.

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Location

420 Lexington Avenue, Suite 1705, New York, NY, 10170

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Advisors Asset Management, INC.
September 2025 - Present · 1 yr
Advisors Asset Management, INC.Broker
September 2025 - Present · 1 yr
Previous Registrations
Neuberger Berman Bd LLC
April 2014 - January 2025 · 10 yrs 9 mos
Neuberger Berman Bd LLCBroker
February 2014 - January 2025 · 10 yrs 11 mos
State Registrations1 state
NY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert Ciapciak - Financial Advisor | TrueAdvisor