Nicholas Pavlis is a registered investment advisor at Morgan Stanley, based in Tulsa, OK, with 14 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
2200 South Utica Place, Suite 500, Tulsa, OK, 74114
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2019 - Present · 7 yrs 1 mo
Morgan StanleyBroker
April 2019 - Present · 7 yrs 3 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
May 2013 - March 2019 · 5 yrs 10 mos
Credit Suisse Securities (USA) LLC
September 2011 - May 2013 · 1 yr 8 mos
Credit Suisse Securities (USA) LLCBroker
August 2011 - May 2013 · 1 yr 9 mos
State Registrations10 states
CAFLILKSMDMINYOHOKUT
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.