Kemp Bromberg is a registered investment advisor at Morgan Stanley, based in Wimberley, TX, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Wimberley, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kemp is the trustee for his deceased mother's trust. This activity is not investment-related.
Employment History
Current Registrations
Morgan Stanley
April 2014 - Present · 12 yrs 3 mos
Morgan StanleyBroker
April 2014 - Present · 12 yrs 3 mos
Morgan Stanley
April 2014 - Present · 12 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2011 - April 2014 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2010 - April 2014 · 3 yrs 4 mos
AXA Advisors, LLC
September 2010 - October 2010 · 1 mo
AXA Advisors, LLCBroker
July 2010 - October 2010 · 3 mos
State Registrations14 states
CACOFLILLAMINCNHNYOHORRITXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.