AB
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Andrew Brower
15 Years of Experience
Jersey City, NJ
1 DisclosureBrokerSells Insurance
Andrew Brower is a registered investment advisor, based in Jersey City, NJ, with 15 years of industry experience. Andrew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
30 Montgomery Street, Suite 1201, Jersey City, NJ, 07302
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
March 2025Denied
Other Business ActivitiesSells Insurance
Andrew works as an investment executive for Hudsonpoint Capital, dedicating full-time hours. He also works as an insurance agent selling fixed insurance and life/health insurance, spending a few hours per week on each.
Employment History
Current Registrations
Arete Wealth Advisors, LLC
November 2024 - Present · 1 yr 11 mos
Arete Wealth Management, LLCBroker
November 2024 - Present · 1 yr 11 mos
Previous Registrations
B. Riley Wealth ManagementBroker
July 2022 - November 2024 · 2 yrs 4 mos
B. Riley Wealth Advisors, INC.
June 2013 - November 2024 · 11 yrs 5 mos
National Securities CorporationBroker
March 2013 - July 2022 · 9 yrs 4 mos
Wts Proprietary Trading Group LLCBroker
January 2012 - October 2012 · 9 mos
National Securities CorporationBroker
July 2010 - November 2011 · 1 yr 4 mos
State Registrations32 states
AZCACOCTFLGAHIIAIDILINKSMAMDMEMIMNMSNCNHNJNYOHORPAPRSCTNTXUTVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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