Christopher Swan
Christopher Swan is a CFP-designated registered investment advisor at Retire with Swan, based in Northlake, TX, with 9 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 3 more. Their firm serves 19 clients with $10M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2M+ | 1.00% |
For assets above $2,000,000 per household, fees may be negotiated based on complexity and service scope.
Fee Estimator
Location
Northlake, TX
Get directionsHistory
Regulatory History (2)
Customer Dispute
May 2019Employment Separation After Allegations
December 2018Other Business ActivitiesSells Insurance
Christopher is an independent insurance agent and can purchase insurance and insurance-related investment products for clients, receiving separate compensation. This activity takes about 10-20% of Christopher's time and presents a conflict of interest.
Employment History
Current Registrations
Retire with Swan
Previous Registrations
Swan Capital Financial Planning
Bb&t Securities, LLC
Bb&t Securities, LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Scottrade, INC.Broker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Edward Jones
Edward JonesBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.