Rollin Ellis
Rollin Ellis is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Seattle, WA, with 14 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
2312 3rd Avenue, #630, Seattle, WA, 98121
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Raymond James Financial Services, INC.
Previous Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
LPL Financial LLCBroker
LPL Financial LLC
First Allied Securities, INC.Broker
Presidential Brokerage, INC.
Presidential Brokerage, INC.Broker
Pruco Securities, LLC.Broker
State Registrations8 states
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