SW
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Sean Wetherbee

15 Years of Experience
St. Petersburg, FL
Broker

Sean Wetherbee is a registered investment advisor at Raymond James & Associates, INC., based in St. Petersburg, FL, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

880 Carillon Parkway, St. Petersburg, FL, 33716

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
March 2024 - Present · 2 yrs 2 mos
Raymond James & Associates, INC.
February 2024 - Present · 2 yrs 3 mos
Raymond James & Associates, INC.Broker
February 2024 - Present · 2 yrs 3 mos
Previous Registrations
Charles Schwab & CO., INC.
July 2021 - February 2024 · 2 yrs 7 mos
Charles Schwab & CO., INC.Broker
July 2021 - February 2024 · 2 yrs 7 mos
TD Ameritrade, INC.
December 2011 - July 2021 · 9 yrs 7 mos
TD Ameritrade Investment Management, LLC
December 2011 - December 2018 · 7 yrs
TD Ameritrade, INC.Broker
January 2011 - October 2021 · 10 yrs 9 mos
State Registrations1 state
MA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.