Joseph Sholley is a registered investment advisor, based in New Holland, PA, with 15 years of industry experience.
Location
301 East Main Street, New Holland, PA, 17557
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Joseph is a 50% owner of LMS Advisors LLC, a securities-related business, and spends full-time hours providing financial advising. He also works as a tax preparer for M2T and LMS Tax & Accounting LLC, spending full-time hours from January to April and about a quarter of his time from May to December.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Financial Specialists LLCBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.