CJ
CJ

Christopher Johnson

15 Years of Experience
Irvine, CA
Broker

Christopher Johnson is a registered investment advisor at RBC Securities, INC., based in Irvine, CA, with 15 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,451 clients with $1.5B in assets under management.

Compensation
Fee-Only (% of Portfolio)
Firm Size
121 advisors
Number of Clients
1,451 clients
Average Client Portfolio
$1.0M average
Assets Under Management
$1.5B

Fee Structure

Minimum Investment:$50K
Planning is included in investment management
Minimum Annual Fee:$500

RBC Securities offers a wrap fee program where you pay a single bundled fee that covers portfolio management, transaction costs, and custodial services. The fee is based on the market value of your account.

For Moderate Growth & Income, Growth & Income, Capital Growth, and Aggressive Capital Growth strategies:

  • 1.25% annually on the first $1,000,000
  • 1.00% annually on assets over $1,000,000

For Diversified Fixed Income and Conservative Growth & Income strategies:

  • 0.80% annually on the first $1,000,000
  • 0.65% annually on assets over $1,000,000

There is a $500 minimum annual fee. These fees are negotiable in certain circumstances.

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Location

18111 Von Karman Ave., 4th Floor, Irvine, CA, 92612

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
RBC Securities, INC.
October 2024 - Present · 1 yr 7 mos
RBC Securities, INC
May 2018 - Present · 8 yrs
RBC Securities, INCBroker
May 2018 - Present · 8 yrs
Previous Registrations
Unionbanc Investment Services, LLCBroker
July 2010 - May 2018 · 7 yrs 10 mos
State Registrations1 state
CA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.