DP
DP

Dhrumil Parikh

15 Years of Experience
Broker

Dhrumil Parikh is a registered investment advisor, based in Raleigh, NC, with 15 years of industry experience.

Location

7780 Brier Creek Parkway, Suite 325, Raleigh, NC, 27617

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Modern Capital Securities INC.
January 2026 - Present · 3 mos
Modern Capital Securities INC.Broker
January 2026 - Present · 3 mos
Modern Capital Advisors, LLC
May 2016 - Present · 9 yrs 11 mos
Previous Registrations
Modern Capital Advisors, LLC
May 2016 - December 2021 · 5 yrs 7 mos
Liberty Partners Financial Services, LLCBroker
January 2014 - October 2025 · 11 yrs 9 mos
Nsm Securities, INC.Broker
July 2010 - January 2014 · 3 yrs 6 mos
State Registrations12 states
CAFLGAKSKYMDMIMSNCNJOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.