Wyatt Swartz is a registered investment advisor at W. Swartz & CO., LLC, based in Wildwood, MO, with 13 years of industry experience. Wyatt operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 78 clients with $30M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 1.00% |
| $2.0M - $3.0M | 0.90% |
| $3.0M - $4.0M | 0.80% |
| $4M+ | 0.70% |
The fee is negotiable and the client may combine multiple accounts within the same household to achieve a lower fee. Accounts under $10,000 will not be charged an annual fee.
Fee Estimator
Location
Wildwood, MO
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
W. Swartz & CO., LLC
Previous Registrations
Fisher Investments
Securian Financial Services, INC.
State Registrations2 states
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