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Nelson Scott

15 Years of Experience
St. Petersburg, FL
Broker

Nelson Scott is a registered investment advisor at Pgim Investments LLC, based in St. Petersburg, FL, with 15 years of industry experience. Nelson operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 45 clients with $320B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
70 advisors
IM Fee
Planning only
Assets Under Management
$322.1B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

St. Petersburg, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Nelson is the President of Varian, LLC, a retail sales business focused on designing T-shirt logos and copy. He dedicates minimal time to this activity, and it is not investment-related.

Employment History
Current Registrations
Pgim Investments LLC
December 2011 - Present · 14 yrs 5 mos
Prudential Investment Management Services LLC
September 2011 - Present · 14 yrs 8 mos
Prudential Investment Management Services LLCBroker
September 2011 - Present · 14 yrs 8 mos
Previous Registrations
Vanguard Marketing CorporationBroker
March 2011 - September 2011 · 6 mos
AXA Advisors, LLC
September 2010 - December 2010 · 3 mos
AXA Advisors, LLCBroker
August 2010 - December 2010 · 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.