TG
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Thomas Grobbel

15 Years of Experience
Bloomfield Hills, MI
Broker

Thomas Grobbel is a registered investment advisor at Raymond James & Associates, INC., based in Bloomfield Hills, MI, with 15 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

Bloomfield Hills, MI

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.
September 2024 - Present · 1 yr 8 mos
Raymond James & Associates, INC.Broker
September 2024 - Present · 1 yr 8 mos
Raymond James & Associates, INC.
September 2024 - Present · 1 yr 8 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
May 2016 - September 2024 · 8 yrs 4 mos
Wells Fargo Advisors
May 2016 - September 2024 · 8 yrs 4 mos
Morgan Stanley
April 2013 - May 2016 · 3 yrs 1 mo
Morgan StanleyBroker
March 2013 - May 2016 · 3 yrs 2 mos
J.P. Morgan Securities LLCBroker
August 2010 - February 2013 · 2 yrs 6 mos
State Registrations21 states
AZCACOCTFLILMAMIMNNCNJNYOHPASCTNTXVAWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
Thomas Grobbel - Financial Advisor | TrueAdvisor