Patrick Smith is a registered investment advisor at Lavaca Capital, LLC, based in Houston, TX, with 15 years of industry experience. Patrick operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 35 clients with $420M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Lavaca Capital's fees for managing separate accounts are negotiated with each client, up to 2% of the account's assets. Lavaca may also receive a performance-based allocation of up to 30% of the net profit each quarter, subject to a high water mark.
Location
2700 Post Oak Blvd., Suite 1250, Houston, TX, 77056
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Lavaca Capital, LLC
Previous Registrations
Sunbelt Securities, INC.Broker
Raymond James & Associates, INC.
Raymond James & Associates, INC.Broker
Edward Jones
Edward JonesBroker
State Registrations1 state
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