Kathleen Luther is a registered investment advisor, based in Rensselaer, NY, with 15 years of industry experience.
Location
150 Pine Street, Rensselaer, NY, 12144
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Kathleen is an independent insurance agent for various independent insurance companies, dedicating a few hours per week to this activity. She is also an advisory representative of a Registered Investment Advisor, spending full-time hours on this activity.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Ridgeway Conger Advisory Services
Adirondack Trading Group LLCBroker
Ridgeway Conger Advisory Services
Edward Jones
Edward JonesBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.