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George Warren

D.A. Davidson & CO.
16 Years of Experience
Winchester, VA
1 DisclosureBroker
View SEC Summary
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George Warren is a registered investment advisor at D.A. Davidson & CO., based in Winchester, VA, with 16 years of industry experience. George is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 70,118 clients with $42B in assets under management.

D.A. Davidson & CO.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
694 advisors
IM Fee
Planning only
Assets Under Management
$41.8B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
  • Financial planning services — generally ranges from $1,500 to $15,000 or more depending on the complexity of the client's financial circumstances and local market considerations.
One-Time Plan:$1,500 - $15,000
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Location

12 North Washington Street, Suite A1, Winchester, VA, 22601

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History

Regulatory History (1)
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Employment Separation After Allegations
November 2011
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Employment History
Current Registrations
D.A. Davidson & CO.
November 2025 - Present · 11 mos
D.A. Davidson & CO.Broker
November 2025 - Present · 11 mos
Previous Registrations
Truist Advisory Services, INC.
February 2021 - November 2025 · 4 yrs 9 mos
Truist Investment Services, INC.Broker
February 2021 - November 2025 · 4 yrs 9 mos
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
March 2017 - January 2018 · 10 mos
Bb&t Investment Services, INC.Broker
December 2016 - January 2018 · 1 yr 1 mo
Horace Mann Investors, INC.Broker
January 2013 - December 2016 · 3 yrs 11 mos
Adirondack Trading Group LLCBroker
February 2012 - January 2013 · 11 mos
Ridgeway Conger Advisory Services
January 2012 - January 2013 · 1 yr
Edward Jones
October 2010 - December 2011 · 1 yr 2 mos
Edward JonesBroker
August 2010 - December 2011 · 1 yr 4 mos
State Registrations39 states
ARAZCACOCTDCDEFLGAIAIDILINKSKYLAMAMDMIMONCNJNMNVNYOHOKORPASCSDTNTXUTVAVTWAWIWV
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Exams
No exam information available for this advisor.
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