CS
CS

Chris Schafersman

14 Years of Experience
Denver, CO
1 DisclosureBroker

Chris Schafersman is a registered investment advisor, based in Denver, CO, with 14 years of industry experience. Chris is also registered as a broker, so some compensation may come from commissions on products sold.

Location

Denver, CO

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
April 2012
Final
Other Business Activities

Chris is involved in several outside business activities, including a family lawn care business (5th Season), driving for Lyft and Uber, pet sitting through Rover, and managing Wuduwerks, a woodworking business. These activities are not investment-related.

Employment History
Current Registrations
Empower Advisory Group, LLC
February 2020 - Present · 6 yrs 8 mos
Empower Financial Services, INC.Broker
February 2020 - Present · 6 yrs 8 mos
Empower Financial Services, INC.
February 2020 - Present · 6 yrs 8 mos
Previous Registrations
Advice and Planning Services
September 2018 - January 2020 · 1 yr 4 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
August 2018 - January 2020 · 1 yr 5 mos
Advice and Planning Services
August 2015 - April 2017 · 1 yr 8 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
February 2011 - April 2017 · 6 yrs 2 mos
Wells Fargo Advisors, LLCBroker
January 2011 - February 2011 · 1 mo
Wells Fargo Investments, LLCBroker
November 2010 - January 2011 · 2 mos
State Registrations47 states
AKALARAZCACOCTDEGAHIIAIDILINKSKYMAMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
Chris Schafersman - Financial Advisor | TrueAdvisor