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Sarah Stephenson
8 Years of Experience
St Petersonberg, FL
Broker
Sarah Stephenson is a registered investment advisor at Cetera Investment Advisers LLC, based in St Petersonberg, FL, with 8 years of industry experience. Sarah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
St Petersonberg, FL
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2023 - Present · 3 yrs
Cetera Advisors LLC
October 2021 - Present · 4 yrs 7 mos
Cetera Financial Specialists LLC
October 2021 - Present · 4 yrs 7 mos
Cetera Wealth Services, LLC
October 2021 - Present · 4 yrs 7 mos
Cetera Investment Services LLC
October 2021 - Present · 4 yrs 7 mos
Cetera Advisors LLCBroker
October 2021 - Present · 4 yrs 7 mos
Cetera Wealth Services, LLCBroker
October 2021 - Present · 4 yrs 7 mos
Cetera Investment Services LLCBroker
October 2021 - Present · 4 yrs 7 mos
Cetera Financial Specialists LLCBroker
October 2021 - Present · 4 yrs 7 mos
Previous Registrations
Cetera Advisor Networks LLC
October 2021 - June 2023 · 1 yr 8 mos
First Allied Securities, INC.Broker
October 2021 - September 2022 · 11 mos
Raymond James & Associates, INC.
October 2020 - October 2021 · 1 yr
Raymond James & Associates, INC.Broker
August 2017 - October 2021 · 4 yrs 2 mos
State Registrations2 states
CAFL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.