Spencer Hall is a CFP-designated registered investment advisor at Retirement Planning Services, based in Knoxville, TN, with 15 years of industry experience. Spencer operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 248 clients with $250M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $3.0M | 0.70% |
| $3.0M - $5.0M | 0.50% |
| $5M+ | 0.30% |
Fee schedule can vary based on account types and investment products. Different fee schedules apply to certain assets like fee-based equity-indexed annuities (First $1,000,000: 0.70%, Next $2,000,000: 0.50%, Over $3,000,000: 0.30%) and multi-year annuities, 529 plans, and CDs (First $1,000,000: 0.50%, Next $2,000,000: 0.40%, Over $3,000,000: 0.30%).
Fee Estimator
Location
4533 Papermill Dr, Suite 101, Knoxville, TN, 37909
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Spencer is a deacon and clergy team member at Old North Abbey Church, dedicating a few hours per week to church activities. He also co-owns 4533 Papermill LLC, which manages an office building, spending minimal time on this.
Employment History
Current Registrations
Retirement Planning Services
Previous Registrations
Securities America, INC.Broker
Retirement Planning Services, LLC
Securities Service Network, LLCBroker
State Registrations2 states
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