William Ciccone
William Ciccone is a registered investment advisor at Compass Private Wealth Group LLC, based in Short Hills, NJ, with 15 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Insurance Planning, and 2 more. Their firm serves 80 clients with $110M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Compass Private Wealth Group's wealth management fees are based on the value of your portfolio and are charged monthly. The annual fee ranges from 0.50% to 2.00% on a tiered schedule or a fixed annual rate. The specific fee depends on the complexity of your situation and the amount of assets managed. Fees may be negotiable.
Location
51 Jfk Parkway, 1st Fl W, Suite 107, Short Hills, NJ, 07078
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
William is a licensed insurance professional. This activity is not investment-related and takes about 10-20% of his time.
Employment History
Current Registrations
Compass Private Wealth Group LLC
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
David Lerner Associates, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.