CA
CA

Christopher Anderson

14 Years of Experience
Minnetonka, MN
2 DisclosuresBroker

Christopher Anderson is a registered investment advisor at Ameriprise Financial Services, LLC, based in Minnetonka, MN, with 14 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

701 Carlson Pkwy Ste 1040, Minnetonka, MN, 55305

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
November 2017
Final
Customer Dispute
May 2014
Denied
Other Business Activities

Christopher is involved with Paragon Operations, LLC, providing client service support, leadership, and direction, dedicating about 10-20% of his time. He also provides educational events and consulting services on estate plans and charitable giving through Generations Legal Services, also dedicating about 10-20% of his time.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
February 2017 - Present · 9 yrs 3 mos
Ameriprise Financial Services, LLCBroker
February 2017 - Present · 9 yrs 3 mos
Previous Registrations
Ameriprise Financial Services, INC.
February 2017 - February 2017 · 0 mos
LPL Financial LLC
January 2014 - February 2017 · 3 yrs 1 mo
LPL Financial LLCBroker
June 2011 - February 2017 · 5 yrs 8 mos
State Registrations5 states
CAFLMNSCWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.