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BC
CFP
BC
CFP

Brent Carlson

Kestra Advisory Services, LLC
13 Years of Experience
North Oaks, MN
BrokerSells Insurance
View SEC Summary
View SEC Summary

Brent Carlson is a CFP-designated registered investment advisor at Kestra Advisory Services, LLC, based in North Oaks, MN, with 13 years of industry experience. Brent is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1450 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

400 Village Center Dr., Suite 400, North Oaks, MN, 55127

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Brent is a registered representative with Kestra Investment Services, LLC and Kestra Advisory Services, LLC, working with clients on financial plans and providing investment advisory services, dedicating nearly full-time hours to these activities. Brent also serves as a public notary, spending minimal time on this.

Employment History
Current Registrations
Kestra Advisory Services, LLC
November 2018 - Present · 7 yrs 11 mos
Kestra Investment Services, LLC
August 2017 - Present · 9 yrs 2 mos
Kestra Investment Services, LLCBroker
August 2017 - Present · 9 yrs 2 mos
Previous Registrations
Wfg Investments, INC.Broker
March 2015 - August 2017 · 2 yrs 5 mos
Princor Financial Services Corporation
January 2014 - March 2015 · 1 yr 2 mos
Princor Financial Services CorporationBroker
January 2013 - March 2015 · 2 yrs 2 mos
State Registrations18 states
AKAZCAFLGAIAILINMAMIMNMOMTNDNHORSDWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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