Nicholas Gaetani is a CFP, ChFC-designated registered investment advisor, based in Malvern, PA, with 13 years of industry experience.
Location
100 Vanguard Blvd, Malvern, PA, 19355
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Nicholas is an employee of The Vanguard Group, Inc., the parent company of Vanguard Marketing Corporation. This activity is not investment-related.
Employment History
Current Registrations
Vanguard Marketing CorporationBroker
November 2022 - Present · 3 yrs 6 mos
Vanguard Marketing Corporation
November 2022 - Present · 3 yrs 6 mos
Vanguard Advisers, INC.
October 2022 - Present · 3 yrs 7 mos
Previous Registrations
Mallard Financial Partners INC
March 2020 - September 2022 · 2 yrs 6 mos
Capital One Investing, LLCBroker
February 2016 - June 2019 · 3 yrs 4 mos
Capital One Advisors, LLC
February 2016 - June 2019 · 3 yrs 4 mos
Vanguard Marketing CorporationBroker
January 2014 - February 2016 · 2 yrs 1 mo
Vanguard Marketing CorporationBroker
August 2010 - September 2012 · 2 yrs 1 mo
State Registrations3 states
DEPATX
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.