Thomas Brand is a registered investment advisor at LPL Financial LLC, based in Eagan, MN, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
4640 Nicols Rd Ste 205, Eagan, MN, 55122
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Thomas operates Oak Leaf Financial Group as a DBA for his LPL business, dedicating about a quarter of his time. He also owns Specialty Brand Products, LLC, selling protective cages for light bulbs, spending minimal time on this venture.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Waddell & Reed
Waddell & ReedBroker
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Edward Jones
Edward JonesBroker
State Registrations30 states
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