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Steven Headrick

15 Years of Experience
Ithaca, NY
Broker

Steven Headrick is a registered investment advisor at Morgan Stanley, based in Ithaca, NY, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

130 East Seneca Street, Suite 500, Ithaca, NY, 14850

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

Steven serves on the investment committee for a non-profit organization in Ithaca, New York since 2021. This activity involves investment decisions and advice, taking minimal time during business hours.

Employment History
Current Registrations
Morgan Stanley
December 2012 - Present · 13 yrs 7 mos
Morgan StanleyBroker
December 2012 - Present · 13 yrs 7 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2010 - December 2012 · 2 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2010 - December 2012 · 2 yrs 4 mos
State Registrations46 states
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AdvisorBrokerBoth

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Exams
No exam information available for this advisor.