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Daisy Montoya

Amerant Investments, INC.
13 Years of Experience
Coral Gables, FL
2 DisclosuresBroker
View SEC Summary
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Daisy Montoya is a registered investment advisor at Amerant Investments, INC., based in Coral Gables, FL, with 13 years of industry experience. Daisy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management, Retirement Planning. Their firm serves 1,297 clients with $780M in assets under management.

Amerant Investments, INC.
Compensation
Fee-Only (% of Portfolio)
Firm Size
22 advisors
Number of Clients
1,297 clients
Average Client Portfolio
$603K average
Assets Under Management
$782.4M

Fee Structure

Minimum Investment:$200K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.75%

Advisory fees are up to 1.75% annually, charged quarterly based on average daily balances. Fees are negotiable and may reach up to 3% when third-party managers are utilized. A 0.50% annual fee applies to certain sub-advisory services.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

220 Alhambra Circle, 2nd Floor, Coral Gables, FL, 33134

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
July 2020
Customer Dispute
April 2016
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Daisy is the manager of Montoya Investments Orlando LLC (since 2022) and 2448 Reading LLC (since 2024), both created to hold real estate property. She will receive rental income from these investment properties and will not dedicate time during securities trading hours to this activity.

Employment History
Current Registrations
Amerant Investments, INC.
January 2022 - Present · 4 yrs 9 mos
Amerant Investments, INC.Broker
December 2021 - Present · 4 yrs 10 mos
Previous Registrations
Citigroup Global Markets INC.
October 2014 - August 2020 · 5 yrs 10 mos
Citigroup Global Markets INC.Broker
October 2014 - August 2020 · 5 yrs 10 mos
Espirito Santo Investment Advisors, INC.
August 2013 - October 2014 · 1 yr 2 mos
E.S. Financial Services, INC.Broker
August 2011 - October 2014 · 3 yrs 2 mos
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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