CM
CFP
CM
CFP

Christopher Maienshein

15 Years of Experience
Hunt Valley, MD
1 DisclosureBroker

Christopher Maienshein is a CFP-designated registered investment advisor at LPL Enterprise, LLC, based in Hunt Valley, MD, with 15 years of industry experience. Christopher operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Investment Management, Retirement Planning, and 1 more. Their firm serves 86,726 clients with $19B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3039 advisors
Number of Clients
86,726 clients
Average Client Portfolio
$217K average
Assets Under Management
$18.9B

Fee Structure

LPLE provides access to investment management through third-party asset management programs (TAMPs) and LPL's Model Wealth Portfolios (MWP). For TAMPs, the fees are negotiated with the LPLE representative, typically up to 2% of the assets managed, but may be higher in certain circumstances. The TAMP sponsor also charges a fee. For MWP, clients are charged an annual account fee that includes an advisory fee (maximum 2.35% and is negotiable) and a manager fee (0% to 0.60%).

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Location

303 International Circle, Suite 130, Hunt Valley, MD, 21030

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2019
Settled
Other Business Activities

Christopher operates under the DBA NFI Financial Planning for LPL. He dedicates nearly full-time hours to both non-trading and trading activities.

Employment History
Current Registrations
LPL Enterprise, LLCBroker
November 2024 - Present · 1 yr 6 mos
LPL Enterprise, LLC
November 2024 - Present · 1 yr 6 mos
Previous Registrations
Pruco Securities, LLC.Broker
March 2017 - November 2024 · 7 yrs 8 mos
Prudential Financial Planning Services
March 2017 - November 2024 · 7 yrs 8 mos
Park Avenue Securities LLC
January 2016 - March 2017 · 1 yr 2 mos
Park Avenue Securities LLCBroker
September 2015 - March 2017 · 1 yr 6 mos
Hornor, Townsend & Kent, INC.Broker
June 2011 - September 2015 · 4 yrs 3 mos
Sunset Financial Services, INC.Broker
December 2010 - June 2011 · 6 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.