Lesley Gaudiosi is a registered investment advisor, based in Haymarket, VA, with 13 years of industry experience.
Location
Haymarket, VA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Nylife Distributors LLC
March 2023 - Present · 3 yrs 2 mos
New York Life Investment Management LLC
March 2023 - Present · 3 yrs 2 mos
Nylife Distributors LLCBroker
March 2023 - Present · 3 yrs 2 mos
Previous Registrations
Edward Jones
August 2017 - October 2021 · 4 yrs 2 mos
Edward JonesBroker
May 2017 - October 2021 · 4 yrs 5 mos
Pacific Select Distributors, LLCBroker
January 2015 - May 2017 · 2 yrs 4 mos
Wells Fargo Advisors, LLCBroker
December 2014 - January 2015 · 1 mo
Pruco Securities, LLC.Broker
January 2013 - October 2014 · 1 yr 9 mos
Hartford Equity Sales Company INC.Broker
October 2010 - January 2013 · 2 yrs 3 mos
State Registrations3 states
DCMDVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.