Neil Brittain is a registered investment advisor, based in Tuscaloosa, AL, with 10 years of industry experience.
Location
800 22nd Avenue, Tuscaloosa, AL, 35401
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Neil is a football chain crew member at the University of Alabama. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2020 - Present · 6 yrs 2 mos
Cetera Investment Services LLCBroker
March 2020 - Present · 6 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
August 2018 - February 2020 · 1 yr 6 mos
Wells Fargo Clearing Services, LLCBroker
July 2018 - February 2020 · 1 yr 7 mos
Wells Fargo Advisors, LLCBroker
November 2012 - October 2013 · 11 mos
Bbva Compass Investment Solutions, INCBroker
December 2010 - October 2012 · 1 yr 10 mos
State Registrations1 state
AL
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.