James Lange is a registered investment advisor, based in Des Moines, IA, with 15 years of industry experience.
Location
711 High Street, Des Moines, IA, 50392
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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James is an access/supervised person of Principal Global Investors, LLC, and performs certain functions for them and their affiliates.
Employment History
Current Registrations
Principal Funds Distributor, INC.
January 2016 - Present · 10 yrs 8 mos
Principal Funds Distributor, INC.Broker
January 2016 - Present · 10 yrs 8 mos
Principal Asset Management
November 2011 - Present · 14 yrs 10 mos
Previous Registrations
Princor Financial Services Corporation
September 2011 - November 2011 · 2 mos
Princor Financial Services CorporationBroker
September 2010 - April 2016 · 5 yrs 7 mos
State Registrations16 states
AKAZCACOHIIAIDLAMTNMNVORTXUTWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.