Lesley Ott is a registered investment advisor, based in Xenia, OH, with 15 years of industry experience.
Location
1349 Fairground Road, Xenia, OH, 45385
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Lesley is a board member of Dayton Children's Hospital Foundation since January 2023, dedicating minimal time. She is also a member of the investment committee, which reviews the foundation's assets and performance quarterly.
Employment History
Current Registrations
Ultimus Fund Distributors, LLC
Ultimus Fund Distributors, LLCBroker
James Investment Research INC
Previous Registrations
Alps Distributors, INC.Broker
James Capital Alliance INC
Unified Financial Securities, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.