James Humphries is a registered investment advisor at Mindset Asset Management, LLC, based in Indianapolis, IN, with 10 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Mindset Asset Management's annual management fee for investment management and consulting services ranges up to 1% annually. The fee is assessed and/or charged quarterly in advance, based on the value of the account at the end of the billing period. Fees can also be assessed as an hourly fee or a one-time consulting fee.
Location
8275 Allison Pointe Trail, Suite 230, Indianapolis, IN, 46250
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Learn about disclosures →Employment History
Current Registrations
Mindset Asset Management, LLC
Mindset Wealth Management, LLC
Previous Registrations
Mindset Wealth Management, LLC
Sheaff Brock Investment Advisors, LLC
State Registrations5 states
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