Caleb Quick is a registered investment advisor at Morgan Stanley, based in Lafayette, IN, with 15 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...
Location
415 Columbia Street, Suite 3100, Lafayette, IN, 47901
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
May 2013 - Present · 13 yrs
Morgan Stanley
May 2013 - Present · 13 yrs
Previous Registrations
J.P. Morgan Securities LLC
October 2012 - May 2013 · 7 mos
J.P. Morgan Securities LLCBroker
October 2012 - May 2013 · 7 mos
Chase Investment Services CORP.Broker
June 2012 - October 2012 · 4 mos
Chase Investment Services CORP.
June 2012 - October 2012 · 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2010 - June 2012 · 1 yr 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2010 - June 2012 · 1 yr 9 mos
State Registrations39 states
ALARAZCACODCFLGAHIIAIDILINKSKYMAMDMIMNMOMSNCNENJNMNVNYOHORPARISCTNTXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.