Margarete Alves is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
San Francisco, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
June 2024 - Present · 1 yr 11 mos
Morgan StanleyBroker
June 2024 - Present · 1 yr 11 mos
Morgan Stanley
June 2024 - Present · 1 yr 11 mos
Previous Registrations
Cetera Investment Advisers LLC
March 2024 - July 2024 · 4 mos
Cetera Advisors LLC
October 2021 - March 2024 · 2 yrs 5 mos
Cetera Advisors LLCBroker
October 2021 - July 2024 · 2 yrs 9 mos
LPL Financial LLC
December 2019 - October 2021 · 1 yr 10 mos
LPL Financial LLCBroker
December 2019 - October 2021 · 1 yr 10 mos
Innovation Partners LLCBroker
February 2019 - November 2019 · 9 mos
Dalmore Group LLCBroker
November 2016 - March 2017 · 4 mos
Capital Guardian, LLCBroker
September 2010 - December 2014 · 4 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.