Erik Moisan
Erik Moisan is a registered investment advisor at Raymond James (USA) LTD, based in Montreal, with 14 years of industry experience. Erik operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,864 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.25% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.50% |
| $3.0M - $5.0M | 1.25% |
| $5M+ | 1.00% |
Fees are negotiable with the financial advisor.
Fee Estimator
Location
1000 de la Gauchetiere West, Suite 2600, Montreal, H3B 4W5
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2010Other Business ActivitiesSells Insurance
Erik is an Associate Investment Advisor with Raymond James Ltd, dedicating full-time hours to sales. He is also licensed with Raymond James Financial Planning Ltd, spending minimal time on life insurance sales and/or financial planning, and is the President of the University Club of Montreal, spending a few hours per week on club activities.
Employment History
Current Registrations
Raymond James (USA) LTD.Broker
Raymond James (USA) LTD.
Raymond James (USA) LTD
Previous Registrations
RBC Private Counsel (USA) INC.
State Registrations22 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.