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Christopher Rosa

American Independent Securities Group, LLC
15 Years of Experience
Greenwood Village, CO
BrokerSells Insurance
View SEC Summary
View SEC Summary

Christopher Rosa is a registered investment advisor at American Independent Securities Group, LLC, based in Greenwood Village, CO, with 15 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 4,385 clients with $990M in assets under management.

American Independent Securities Group, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
47 advisors
Number of Clients
4,385 clients
Average Client Portfolio
$225K average
Assets Under Management
$986.3M

Fee Structure

Minimum Investment:$2.5K
Planning is included in investment management
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Annual fees generally range from 0.75% to 2.5% based on total assets, investment style, and program platform. Fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

6455 S Yosemite Street Suite 715, Greenwood Village, CO, 80111

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Christopher sells life, health, property & casualty, and disability insurance and is compensated by commissions. He is also an independent contractor for CFS Tax Group, LLC, spending nearly full-time hours per week preparing taxes and doing accounting, with minimal time during securities trading hours. Christopher also owns and operates rental real estate property, dedicating minimal time.

Employment History
Current Registrations
American Independent Securities Group, LLC
July 2017 - Present · 9 yrs 3 mos
American Independent Securities Group, LLCBroker
January 2012 - Present · 14 yrs 9 mos
Previous Registrations
AXA Advisors, LLCBroker
November 2010 - February 2012 · 1 yr 3 mos
State Registrations16 states
AKCACOGAIAIDKSMNMTNCNEOHORSDVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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