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Andrew Focht

15 Years of Experience
Tyler, TX
BrokerSells Insurance

Andrew Focht is a registered investment advisor, based in Tyler, TX, with 15 years of industry experience.

Location

210 S Broadway Suite 210, Tyler, TX, 75702

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Andrew sells fixed insurance products with various companies and is a financial advisor for Rose Point Capital Advisors and Martin Fixed Insurance, dedicating nearly full-time hours to each. He also participates in several non-profit and community organizations, requiring minimal time.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2025 - Present · 1 yr 2 mos
Cetera Wealth Services, LLCBroker
March 2025 - Present · 1 yr 2 mos
Previous Registrations
Wells Fargo Advisors
August 2019 - March 2025 · 5 yrs 7 mos
Wells Fargo Clearing Services, LLCBroker
August 2019 - March 2025 · 5 yrs 7 mos
Edward Jones
October 2010 - August 2019 · 8 yrs 10 mos
Edward JonesBroker
September 2010 - August 2019 · 8 yrs 11 mos
State Registrations8 states
FLGAIDOHOKTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Andrew Focht - Financial Advisor | TrueAdvisor