HR
CFP
HR
CFP
Howard Rubin
15 Years of Experience
Rancho Mirage, CA
1 DisclosureBrokerSells Insurance
Howard Rubin is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Rancho Mirage, CA, with 15 years of industry experience. Howard operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Rancho Mirage, CA
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2016Denied
Other Business ActivitiesSells Insurance
Howard sells fixed insurance products, including life, fixed annuities, and long-term care, dedicating a few hours per week. He is also involved in several financial services businesses, life coaching, and entertainment as a magician.
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Advisors LLCBroker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
January 2023 - March 2024 · 1 yr 2 mos
Oneamerica Securities, INC.
June 2022 - February 2023 · 8 mos
Oneamerica Securities, INC.Broker
June 2022 - February 2023 · 8 mos
MML Investors Services, LLCBroker
March 2017 - June 2022 · 5 yrs 3 mos
MML Investors Services, LLC
March 2017 - June 2022 · 5 yrs 3 mos
Msi Financial Services, INC.
April 2012 - March 2017 · 4 yrs 11 mos
Msi Financial Services, INC.Broker
September 2010 - March 2017 · 6 yrs 6 mos
State Registrations12 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.