Jessica Garcia is a registered investment advisor, based in Minnetonka, MN, with 15 years of industry experience.
Location
10261 Yellow Circle Dr, Minnetonka, MN, 55330
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jessica works as an employee at Fortune Financial Assistant, dedicating full-time hours to the role. This activity is not investment-related.
Employment History
Current Registrations
Cetera Investment Advisers LLC
August 2023 - Present · 2 yrs 9 mos
Cetera Wealth Services, LLCBroker
August 2023 - Present · 2 yrs 9 mos
Previous Registrations
Securian Financial Services, INC.
January 2014 - August 2023 · 9 yrs 7 mos
Cri Securities, LLC
January 2014 - October 2021 · 7 yrs 9 mos
Securian Financial Services, INC.Broker
March 2011 - August 2023 · 12 yrs 5 mos
Cri Securities, LLCBroker
March 2011 - October 2021 · 10 yrs 7 mos
State Registrations1 state
MN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.