SK
CFA
SK
CFA
Sultan Khan is a CFA-designated registered investment advisor at Neuberger Berman Bd LLC, based in New York, NY, with 14 years of industry experience. Sultan operates on a fee-only basis, meaning they do not earn commissions from product sales.
Compensation
Fee-Only (% of Portfolio)
Firm Size
837 advisors
IM Fee
Planning only
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Location
1290 Avenue of the Americas, New York, NY, 10104
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Neuberger Berman Bd LLC
April 2016 - Present · 10 yrs 1 mo
Neuberger Berman Bd LLC
April 2016 - Present · 10 yrs 1 mo
Neuberger Berman Bd LLCBroker
April 2016 - Present · 10 yrs 1 mo
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2012 - January 2016 · 4 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2011 - January 2016 · 4 yrs 5 mos
State Registrations2 states
NJNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.