James Podgorny
James Podgorny is a registered investment advisor at Wellington Consulting Services INC, based in Delray Beach, FL, with 14 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning. Their firm serves 7,803 clients with $1.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Wellington Consulting Services offers investment management services with different fee structures depending on the program:
- LAMP-Plus: Typically 2.00% annually on the first $100,000 of your portfolio, plus 1.75% on amounts over $100,001. Non-managed assets within the account are charged a flat 1.00% fee.
- LAMP-Plus, ETFs: A flat 1.00% annual fee.
- Business Solutions 401(k) & Perfect401(k): Fees range up to 1.25% annually for the fully managed service, depending on the level of service selected by the plan participant and the total plan assets.
Fees are billed quarterly.
Location
Delray Beach, FL
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
James works as an independent contractor for Wellington Retirement Solutions, Inc., focusing on third-party recordkeeping for company retirement plans, dedicating about half of his time to this role. He is also a licensed real estate agent with Keller Williams, spending minimal time on this activity.
Employment History
Current Registrations
Wellington Consulting Services INC
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.