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Betsy Guffey
13 Years of Experience
Mifflinburg, PA
Broker
Betsy Guffey is a registered investment advisor at Cetera Investment Advisers LLC, based in Mifflinburg, PA, with 13 years of industry experience. Betsy operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
250 E Chestnut Street, Mifflinburg, PA, 17844
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
July 2025 - Present · 1 yr 2 mos
Cetera Investment Services LLCBroker
July 2025 - Present · 1 yr 2 mos
Previous Registrations
Capital Analysts
November 2016 - July 2025 · 8 yrs 8 mos
Lincoln Investment
May 2013 - July 2025 · 12 yrs 2 mos
Lincoln InvestmentBroker
October 2012 - July 2025 · 12 yrs 9 mos
State Registrations7 states
CAFLMINYPATXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.